Home > Term: Violations
Violations
A violation occurs for margin or Regulation T purposes when a transaction takes place in an account contrary to the regulatory rules and/or Firm Margin policy.
- Part of Speech: noun
- Industry/Domain: Financial services
- Category: Funds
- Company: Merrill Lynch
0
Creator
- Harry8L
-
(V.I.P) 574128 points - 100% positive feedback
(London, United Kingdom)
