- Industry: Financial services
- Number of terms: 73910
- Number of blossaries: 1
- Company Profile:
World's leading financial information-service, news, and media company.
Purchase of a large number of securities by a specialist for himself or to pass on to another floor trader or block buyer.
Industry:Financial services
The premium offered above the current market price in a tender offer.
Industry:Financial services
Policies and guidelines that brokers must use to ensure that investors have the financial means to assume risks that they wish to undertake. These are enforced by the NASD and other self-regulatory organizations.
Industry:Financial services
A group of underwriters that issues a firm's securities by buying them from the issuing firm and reselling them to a group of smaller brokerage firms for eventual sale to individual investors.
Industry:Financial services
Market in a stock made solely by the specialist, as no public orders, and henceforth no depth, exist in the market.
Industry:Financial services
Describing a strategy or trading philosophy in which the investor is operating in accordance with his(her) financial means and investment objectives.
Industry:Financial services
A feature of a security that makes it more attractive to potential purchasers.
Industry:Financial services
Choosing the particular stocks or bonds or other investment instruments to include in a portfolio.
Industry:Financial services
